Speaking Engagement: The Strategic Leadership Group

Brandon Klerk, Founder of Halyard Compliance LLC, speaks to the The Strategic Leadership Group (“SLG”), a longstanding group that has periodic calls where industry, lawyers and regulatory/law enforcement personnel discuss topical issues around anti-money laundering, fraud and related issues. Mr. Klerk will join other industry experts for a panel discussion on FinCEN’s Proposed AML Regulations for Investment Advisers.   The FinCEN announcement and proposed regulation can be found here, respectively: https://www.fincen.gov/news_room/nr/pdf/20150825.pdf  &  https://www.fincen.gov/statutes_regs/frn/pdf/1506-AB10_FinCEN_IA_NPRM.pdf