Speaking Engagement: NSCP National Conference

Written By Brandon Klerk

Join Brandon Klerk, Founder of Halyard Compliance LLC, at the NSCP National Conference November 1st – 4th for a panel discussion with other industry experts on Complex Products and Alternative Investments. Attend the session to hear about how to identify these products on your system, doing the diligence, surveying the suitability, regulator expectations and more.

Brandon Klerk https://www.halyardcompliance.com
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2016 FINRA & SEC Examination Priorities
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Speaking Engagement: The Strategic Leadership Group