Speaking Engagement: FINRA National Conference

Join Brandon Klerk, Founder of Halyard Compliance LLC, at the FINRA National Conference in Washington D.C. May 27-29th for a panel discussion with FINRA and SEC staff members on Alternative Investments and Complex Products. Attend the session to hear about private placements, structured products and other alternative investment products, and to hear regulatory perspectives and industry-effective practices regarding these products. This session will be available via broadcast.

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Speaking Engagement: Thomson Reuters Compliance and Risk Forum

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Speaking Engagement: NSCP Mid-West Regional Conference