Whichever way fintech goes, we know.
Compliance programs that protect and add sophistication to your growing business.
Elevating Compliance Programs®
As financial industry advances, we provide you with a foundation for growth.
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Designed by former regulators and Chief Compliance Officers, we provide highly customized FINRA and SEC compliance consulting services to elevate your unique business goals and illuminate needs.
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Providing accretive compliance consulting services since Regulation Crowdfunding (Reg CF) was enacted. We assist Funding Portals in obtaining FINRA membership and maintaining compliance with FINRA rules & SEC crowdfunding regulations.
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We are the outsourced compliance department for municipal advisors of all sizes. We assist in building and maintaining effective and efficient municipal advisor compliance programs tailored to your culture, resources and needs.
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Our former Chief Anti-Money Laundering Officers and CAMS® certified compliance consultants can assist you in addressing your Broker-Dealer AML compliance and independent AML audit needs. We provide you with crisis management and ongoing KYC, AML and BSA compliance support services.
An effective, efficient and practical approach to compliance.
A highly customized and remarkably responsive approach to compliance support services that imparts a feeling that Halyard is part of your team. You always work with a former Chief Compliance Officer, regulator and executive with experience on both the regulatory and street sides of the industry.
The industry expertise to nurture your business.
As former industry executives and compliance officers, we have a unique expertise and understand the perspectives of both business and compliance. This allows us to effectively illuminate dynamic and efficient solutions to address the challenges that evolving regulations impose on our clients, which range in size from multinational financial institutions and stock exchanges to fintech start-ups and sole proprietors.
Elevate your team with decades of regulatory experience.
As entrepreneurs ourselves and with decades of experience in working with established financial institutions as well as start-ups, we understand the joy and challenges of starting and running a successful business. We can illuminate an array of compliance solutions and customize our approach based upon your specific business needs, resources and culture.
The Halyard Philosophy
Though compliance is a regulatory requirement, leveraging compliance programs to strengthen operations as a whole is why businesses consistently choose Halyard. We were founded to translate deep institutional experience and regulatory expertise into strength and sophistication for businesses of all sizes, across the full spectrum of financial services.
